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Financial Markets Authority
Results: 2356

#	Item
951	MEDIA RELEASE International Organization of Securities Commissions Organisation internationale des commissions de valeurs Organização Internacional das Comissões de Valores Organización Internacional de Comisiones d Add to Reading List Source URL: www.iosco.org Language: English - Date: 2014-10-02 17:29:29 International Organization of Securities Commissions Securities Commission Comisión Nacional del Mercado de Valores Netherlands Authority for the Financial Markets Capital market Financial Supervisory Authority Financial Services Board U.S. Securities and Exchange Commission Capital Market Authority Government Financial regulation Politics
952	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]September 5, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-08 07:41:37 Investment NYSE Arca Options Price Reporting Authority NYSE Euronext Futures contract New York Stock Exchange Algorithmic trading Short NASDAQ Financial markets Financial economics Finance
953	IOSCO Consults on Cross-Border Regulation Add to Reading List Source URL: www.iosco.org Language: English - Date: 2014-11-25 05:58:25 Securities Commission Government Economics Financial system Capital market Comisión Nacional del Mercado de Valores Netherlands Authority for the Financial Markets Financial regulation International finance institutions International Organization of Securities Commissions
954	Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, to Establish a New Market Data Product called the BATS One Feed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-23 11:24:47 Pollinators Financial economics Investment Finance Options Price Reporting Authority Financial markets Animal flight Bat
955	Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, to Establish a New Market Data Product called the BATS One Feed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-23 11:29:01 Finance BATS Global Markets Options Price Reporting Authority Financial markets Financial economics Investment
956	Attachment B OPTIONS PRICE REPORTING AUTHORITY CAPACITY GUIDELINES [Effective January 6, 2005] Section 4.7 of the OPRA Plan provides that certain functions pertaining to planning the capacity of the OPRA System, determin Add to Reading List Source URL: www.opradata.com Language: English - Date: 2014-10-11 15:11:04 Financial markets Options Price Reporting Authority
957	September 29, 2014 VIA ELECTRONIC MAIL: [removed] Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-30 13:47:10 Finance United States securities law Financial system Municipal Securities Rulemaking Board Financial Industry Regulatory Authority Financial markets U.S. Securities and Exchange Commission Security Securities market Self-regulatory organizations Business Financial regulation
958	A[removed]October 24, 2014 Via Electronic Mail to [removed] Brent J. Fields Secretary, Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-24 09:51:42 Financial system Securities Financial Industry Regulatory Authority United States Securities and Exchange Commission Securities Industry and Financial Markets Association Securities Exchange Act U.S. Securities and Exchange Commission Background check Credit rating agency Financial economics United States securities law Investment
959	OTC Markets Group News - October 2014 If you are unable to view the images in this email, click here. OTC MARKETS GROUP NEWS OCTOBER 2014 Add to Reading List Source URL: www.otcmarkets.com Language: English - Date: 2014-10-30 17:50:42 Investment Over-the-counter Finance OTC Bulletin Board Financial Industry Regulatory Authority ACT Security Stock market OTC Markets Group Financial economics
960	SIFMA Policy Brief: Build America Bonds Add to Reading List Source URL: www.dol.gov Language: English - Date: 2013-08-02 08:06:04 Stock market Pension Employment compensation Securities Financial services Securities Industry and Financial Markets Association Financial Industry Regulatory Authority Retirement Defined contribution plan Financial economics Investment Economics

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